Your Exam Basics and our adaptive platform
110 multiple-choice questions, 120 minutes.
Compleat's adaptive learning platform changes which questions you see, so your study time does more. Your answers show what you know and what you don't, and each next question is the one that can move your score most.
How we rate questions. Easy is recall: a definition, a term, a stated rule. Medium is application: a rule meeting a short situation. Difficult is the exception, the boundary or the multi-step requirement.
Guess mode records whether you guessed at a question. It may be a gap in knowledge that requires further study.
Keep going with Compleat access
Every chapter and its download, an adaptive test for each area, full 110-question tests, flashcards, and a plan built around your exam date.
Exam topics
- Compleat test • 100% of exam• 110 questions based on exam area focus • 120 minutesTake Compleat test
- Overview of the regulatory framework • 10% of exam• 72 questions • Easy 20 • Medium 40 • Difficult 12Take adaptive testNot answered yet
- Prospective client relationships • 10% of exam• 74 questions • Easy 19 • Medium 40 • Difficult 15Take adaptive testNot answered yet
- Scope of client relationships • 15% of exam• 70 questions • Easy 24 • Medium 31 • Difficult 15Take adaptive testNot answered yet
- Client complaint handling and reporting • 5% of exam• 39 questions • Easy 10 • Medium 21 • Difficult 8Take adaptive testNot answered yet
- Market and company analysis • 8% of exam• 38 questions • Easy 10 • Medium 17 • Difficult 11Take adaptive testNot answered yet
- Market integrity, trade execution and settlement • 12% of exam• 74 questions • Easy 24 • Medium 33 • Difficult 17Take adaptive testNot answered yet
- Securities, managed products, mutual funds and other investments • 19% of exam• 95 questions • Easy 35 • Medium 38 • Difficult 22Take adaptive testNot answered yet
- Derivatives • 5% of exam• 41 questions • Easy 15 • Medium 18 • Difficult 8Take adaptive testNot answered yet
- Conflicts of interest and ethics • 15% of exam• 71 questions • Easy 24 • Medium 30 • Difficult 17Take adaptive testNot answered yet
